Robert Joseph O'CArroll

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  J.W. Cole Financial, Inc.
  San Marcos, CA
• 05/2013 → Present
  J. W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2009-06-10 → 2013-05-10
  Financial Advisers Of America, Llc
  San Marcos, CA
  Carlsbad, CA
• 2005-12-08 → 2009-05-26
  Nexcore Financial Services, Incorporated
  San Diego, CA
• 2005-01-25 → 2009-01-20
  Orion Portfolio Solutions, Llc
  San Diego, CA

Other Businesses

(1) Bifrost Financial Planning; DBA; Investment related; 1786 Savannah Way San Marcos, CA 92069; President/Sole Owner; Start 4/15/2026; 160 hours/month during trading. (2) SAN MARCOS LUTHERAN CHURCH ENDOWMENT COMMITTEE; ADVISING CHURCH ON INVESTMENT MATTERS AS PART OF A COMMITTEE; DUTIES: COMMITTEE MEMBER; 2 HOURS PER MONTH; O HRS DURING TRADING; START DATE: 5/10/2013. (3) Family Trust; non-investment related; San Marcos, CA; Trustee; 1/18/2010. (4) Cancer for College; Charity the provides scholarships, medical debt relief, and support services to cancer patients and survivors; investment related; 2247 San Diego Ave # 130, San Diego, CA 92110; Board Member; Start 5/1/2023; 2 hours/month during trading. (5)Fixed Insurance; Investment related; 1786 Savannah Way San Marcos, CA 92069; Insurance; Owner; Corporation; 1/2026; 5 hrs/ mo during trading hrs; Research client solutions & implement them.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-16
• S63 Uniform Securities Agent State Law Examination
  2004-10-13

Other Names

• Robert Joseph Ocarroll