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Current Employers
Wasatch Advisors Lp

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2004-05-24
  • UT RA
    APPROVED
    Since 2004-05-24

Branch Locations

505 Wakara Way 3Rd Floor, Salt Lake City, UT 84108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasatch Advisors, Lp Salt Lake City UT 02/2004 Present
Alps Distributors, Inc. Denver CO 02/2004 Present
  • 02/2004 → Present
    Salt Lake City, UT
  • 02/2004 → Present
    Alps Distributors, Inc.
    Denver, CO
Other Businesses

Wasatch Advisors LP, 505 Wakara Way 3rd Floor Salt Lake City UT 84108, RIA, Client Relationship Manager, 02/2004, 160 hrs/mon, 130 hrs/mon during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-12
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S65 Uniform Investment Adviser Law Examination
    2004-04-12
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26
Other Names
  • Chuck Stolfa
  • Frank Charles Stolfa
  • Charles Stolfa

View on SEC IAPD

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