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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-19 |
| WI | RA | APPROVED | 2012-10-01 |
Branch Locations
14900 West Capitol Drive, Brookfield, WI 53005 • United States
1337 S Cesar E Chavez Dr, Milwaukee, WI 53204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brookfield | WI | 10/2012 | Present |
| Rum Line | Whitefish Bay | WI | 03/2015 | Present |
| Jpmorgan Chase Bank, N.A. | Brookfield | WI | 06/1994 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: RUM LINE (SUB-BAND NAMES INCLUDE BLUE PLATE SPECIAL AND SNAPDRAGON) POSITION: BAND MEMBER / MUSICIAN START DATE: 3/13/2015 ADDRESS: 5579 Whitefish Bay, WI DETAILS: RUMLINEBAND.COM. BLUES/ROCK COVER BAND. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 8-10 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-17 |
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