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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-05-04 |
| TX | RA | APPROVED | 2015-04-30 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Ellensburg, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 04/2015 | Present |
| City National Bank | Seattle | WA | 03/2019 | 01/2023 |
(1) NAME OF ENTITY: 2211 BENJAMIN. ADDRESS OF BUSINESS: 2211 BENJAMIN AVE, KALAMAZOO, MI 49008. BUSINESS DESCRIPTIONS: RENTAL. BUSINESS IS/IS NOT INVESTMENT RELATED: NO. PROJECTED START DATE: - 06/24/16. PROJECTED END DATE: - 06/27/18. CAPACITY: OWNER. DUTIES PERFORMED: OWNER OF RENTAL HOME. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00. (2) NAME OF ENTITY: COYOTE CREEK RANCH. ADDRESS OF BUSINESS: 4290 BADGER POCKET RD, ELLENSBURG WA, 98926. BUSINESS DESCRIPTIONS: LEASE FARM GROUND. BUSINESS IS/IS NOT INVESTMENT RELATED: NO. PROJECTED START DATE: - 04/19/16. CAPACITY: SOLE PROP. DUTIES PERFORMED: GENERAL OVERSIGHT HOURS DEVOTED TO THIS OBA PER MONTH: 00 HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00. (3) KENNEDY CATHOLIC HIGH SCHOOL; ADDRESS: 140 S. 140TH, BURIEN, WA 98168; BUSINESS DESCRIPTION: BASEBALL COACH; NOT INVESTMENT RELATED; START DATE: 06/20/2017; CAPACITY: BASEBALL COACH; DUTIES: VARSITY COACH; HOURS DEVOTED PER WEEK: 12; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) NAME OF ENTITY: the gym ADDRESS: 427 n main st ellensburg wa 98926 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: weight lifting gym CAPACITY: Owner - Passive START DATE: 05/01/2024 DUTIES: this is a small local gym that essentially runs itself. My duties initially, will be to add some new equipment and paint. after that it runs itself w key fobs so I will have very little active involvement. HOURS DEVOTED PER MONTH: 5-8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-27 |
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