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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
WA RA APPROVED 2006-08-18
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • WA RA
    APPROVED
    Since 2006-08-18

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Seattle WA 03/2008 Present
City National Bank Seattle WA 07/2022 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Seattle, WA
  • 07/2022 → Present
    City National Bank
    Seattle, WA
Previous Registrations
Other Businesses

(1) M & D PROPERTIES LLC; ADDRESS: 6402 9TH AVE N SEATTLE, WA 98103; BUSINESS DESCRIPTION: RENTAL HOUSE; NOT INVESTMENT RELATED; START DATE: 11/06/1997; CAPACITY: OWNER-PASSIVE; DUTIES: RENT AND MANAGE PROPERTY; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PACIFIC RIM REAL ESTATE; ADDRESS: 302 NORTH 3RD MCCALL, ID 83638; BUSINESS DESCRIPTION: COMMERCIAL PROPERTY; NOT INVESTMENT RELATED; START DATE:11/01/2006; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) GTS, LLC; ADDRESS: 5330 CORP LOOP OLYMPIA, WA 98503; BUSINESS DESCRIPTION: COMMERCIAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 11/01/2007; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) GREENWOOD PARTNERS SM2 LLC; ADDRESS: 3207 165TH PL NE BELLEVUE, WA 98008; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENTS; NOT INVESTMENT RELATED; START DATE: 12/01/2007; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 5) NAME OF ENTITY: Agnes Rental House ADDRESS: 5515 NE Penrith RD, Seattle, WA, 98105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 04/04/2025 CAPACITY: Owner DUTIES: Rental Property in Missoula MT. No Business entity as help in Scott & Tiffany Merirman's name HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-01
S63 Uniform Securities Agent State Law Examination 1991-09-27
  • S65 Uniform Investment Adviser Law Examination
    1994-06-01
  • S63 Uniform Securities Agent State Law Examination
    1991-09-27

View on SEC IAPD

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