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John Brewster Stevens

United Brokerage Services, Inc

Hagerstown, MD

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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-03-07
  • MD RA
    APPROVED
    Since 2019-03-07

Branch Locations

1219 Mount Aetna Road, Hagerstown, MD 21742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chevy Chase Financial Services Corporation Bethesda MD 08/1993 06/2018
Capital One Investment Services Llc Bethesda MD 05/2010 06/2018
Capital One Sharebuilder, Inc. Mclean VA 01/2015 06/2018
Sharebuilder 401K Seattle WA 01/2015 06/2018
United Brokerage Services, Inc Parkersburg WV 06/2018 Present
  • 08/1993 → 06/2018
    Chevy Chase Financial Services Corporation
    Bethesda, MD
  • 05/2010 → 06/2018
    Capital One Investment Services Llc
    Bethesda, MD
  • 01/2015 → 06/2018
    Capital One Sharebuilder, Inc.
    Mclean, VA
  • 01/2015 → 06/2018
    Sharebuilder 401K
    Seattle, WA
  • 06/2018 → Present
    United Brokerage Services, Inc
    Parkersburg, WV
Previous Registrations
  • 2015-01-28 → 2018-06-04
    Capital One Advisors, Llc
    Seattle, WA
    Frederick, MD
    Mclean, VA
  • 2010-04-27 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 1997-10-30 → 2010-05-07
    Chevy Chase Financial Services
    Bethesda, MD
    Bethesda, MD
    Bethesda, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-14
S63 Uniform Securities Agent State Law Examination 1991-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-06-14
  • S63 Uniform Securities Agent State Law Examination
    1991-08-12

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
CALTON & ASSOCIATES, INC.
LEGACY INVESTMENT STRATEGIES, LLC

Other Investors

DANIEL ALLEN NORRIS
JEREMY FRANK DOUGLAS
JEREMY SAUERS
Darrell Edward Evans
ANNE RAGHU
TIMOTHY BEALS PANTHER
Kathleen Suzanne Schwartz
BECKY SUE LYNCH

Other Offices

MML INVESTORS SERVICES, LLC · Hagerstown, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HAGERSTOWN, MD
LPL FINANCIAL LLC · HAGERSTOWN, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Hagerstown, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · Hagerstown, MD
EDWARD JONES · HAGERSTOWN, MD
CALTON & ASSOCIATES, INC. · Hagerstown, MD
LEGACY INVESTMENT STRATEGIES, LLC · Hagerstown, MD

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