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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-11 |
| KS | RA | APPROVED | 2012-08-02 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wichita | KS | 07/2012 | Present |
1. *412686 - Self employed (Agriculture); Investment related - Yes; Harper, Kansas; Agriculture; Other - Selling eggs (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 6;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-05 |
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