Sweyden Ernest Dibble

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Charles Schwab & Co., Inc.
  South Windsor, CT
• 01/2011 → Present
  Ebay (Seller)
  Manhcester, CT
• 08/2002 → Present
  Illinois Mutual
  Peoria, IL

Previous Registrations

• 2005-08-23 → 2012-10-19
  Osaic Wealth, Inc.
  Ellington, CT
  Scottsdale, AZ
  New York, NY
  Vernon, CT
• 2000-11-10 → 2005-06-24
  Spelman & Co., Inc.
  Marietta, GA

Other Businesses

1) Illinois Mutual | Investment Related:No|30 SW Adams Street|Peoria|IL|61634|USA|Insurance|Vested agent for trailing commissions|8/1/2002|Less than 20|0|Vested agent for trails only., 2) First Baptist Church Manchester | Investment Related:No|240 Hilltown Rd|Manchester|CT|06040|USA|Other|Personnel Committee Member|9/1/2006|Less than 20|0|I serve in a leadership position as a member of the Personnel Committee. I am involved in making employment and compensation related decisions for church staff as chairperson. I do not make investment decisions, control funds or have check writing privileges. , 3) eBay | Investment Related:No|48 Hollister Street|Manchester|CT|06042|USA|Other|Owner|1/6/2011|Less than 20|0|Sales of keyless remote entry fobs, postage stamp collection and related items, to the extent of liquidation of existing inventory., 4) Baptist Foundation of New England | Investment Related:No|87 Lincoln St|Northborough|MA|01532|USA|Other|Board Member at Large|4/8/2024|Less than 20|0|Serve as a BFNE Board Member. Participate as a voting member in provision of funding for churches and scholarships for religious study.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-07
• S63 Uniform Securities Agent State Law Examination
  1991-09-04

Designations

• Certified Financial Planner