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Scotty Lee Morris

Commonwealth Financial Network

Birmingham, AL

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-06-21
  • AL RA
    APPROVED
    Since 2024-06-21

Branch Locations

2279 Valleydale Road Suite 210, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Birmingham AL 10/2015 02/2021
Truist Investment Services, Inc. Birmingham AL 02/2021 11/2021
Commonwealth Financial Network Waltham MA 06/2024 Present
Everthrive Financial Group Birmingham AL 06/2024 Present
Unemployed Birmingham AL 11/2021 06/2024
  • 10/2015 → 02/2021
    Bb&T Securities
    Birmingham, AL
  • 02/2021 → 11/2021
    Truist Investment Services, Inc.
    Birmingham, AL
  • 06/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 06/2024 → Present
    Everthrive Financial Group
    Birmingham, AL
  • 11/2021 → 06/2024
    Unemployed
    Birmingham, AL
Previous Registrations
  • 2021-03-02 → 2021-11-02
    Truist Advisory Services, Inc.
    Atlanta, GA
    Birmingham, AL
  • 2016-04-07 → 2021-03-02
    Bb&T Securities, Llc
    Birmingham, AL
    Richmond, VA
  • 2012-01-25 → 2014-12-18
    Essex National Securities, Llc
    Birmingham, AL
  • 2010-10-15 → 2012-01-24
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-04-07 → 2010-10-15
    St Johns Wealth Management
    Birmingham, AL
  • 2002-05-22 → 2010-03-16
    Bbva Compass Investment Solutions, Inc
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Leeds, AL
    Trussville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-07
S63 Uniform Securities Agent State Law Examination 1994-01-25
  • S66 Uniform Combined State Law Examination
    2016-04-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-25
Other Names
  • Scott Lee Morris

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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