Victor Joffe

Employer firm

Monex Asset Management, Inc. CRD 148123

$651M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2020
  Monex Securities, Inc.
  Houston, TX
• 04/2015 → Present
  Monex Asset Management, Inc.
  Houston, TX
• 01/2020 → Present
  Monex Securities, Inc.
  Houston, TX

Previous Registrations

• 2015-04-07 → 2015-12-31
  Monex Asset Management, Inc.
  San Antonio, TX
  Houston, TX
• 2012-01-13 → 2015-05-01
  Hilltop Securities Inc.
  Dallas, TX
  San Antonio, TX
• 2007-07-09 → 2012-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 2005-10-06 → 2006-12-06
  Banc Of America Investment Services, Inc.
  San Antonio, TX
  San Antonio, TX
• 2003-03-18 → 2006-03-06
  Intercontinental Wealth Advisors, Llc
  San Antonio, TX

Other Businesses

MONEX ASSET MANAGEMENT, INC. - YES INVESTMENT RELATED - SAN ANTONIO, TX. - INVESTMENT ADVISER - INSURANCE BROKER/ANALYST - 04/2015 - 40 HOURS/MONTH -40 TRADING HOURS/MONTH - SALE OF INSURANCE PRODUCTS AND CLIENT PORTFOLIO.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-09
• S63 Uniform Securities Agent State Law Examination
  1992-03-10

Other Names

• Victor Joffe
• Victor Beltran Joffe