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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
Branch Locations
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
San Antonio, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avalon Investment & Securities Group, Inc. | Muscle Shoals | AL | 01/2015 | 10/2018 |
| Main Street Financial Strategies | San Antonio | TX | 12/2013 | Present |
| Wealth Watch Advisors | Englewood | CO | 10/2018 | 07/2021 |
| Rivercity Tax Pros | San Antonio | TX | 05/2018 | Present |
| D.H. Hill Securities, Lllp | Kingwood | TX | 01/2021 | 03/2021 |
| Redwood Private Wealth Llc | Phoenix | AZ | 07/2021 | Present |
| Redwood Tax Specialists | Cornelius | NC | 03/2020 | Present |
| Brookwood Investment Group | Phoenix | AZ | 04/2025 | Present |
1) MAIN STREET FINANCIAL STRATEGIES, NON-INVESTMENT RELATED, 17202 SABLE LANDING, SAN ANTONIA, TX 78232, INSURANCE SALES, START 01/2014, 20 HRS/MO; 20 HRS/MO DURING TRADING 2) RIVERCITY TAX PROS; NON-INVESTMENT RELATED; 17202 SABLE LANDING, SAN ANTONIA, TX 78232; TAX PLANNING; OWNER SINCE 5/2018; HOURS PER MONTH 20; TRADING HOURS: 10 3) REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 19720 JETTON ROAD, 3RD FLOOR, CORNELIUS, NC 28031; INSURANCE AGENCY; MANAGING DIRECTOR SINCE 03/2020; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-30 |
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