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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-12
TX RA APPROVED 2016-11-16
IL RA APPROVED 2016-09-15
  • FL RA
    APPROVED
    Since 2023-07-12
  • TX RA
    APPROVED
    Since 2016-11-16
  • IL RA
    APPROVED
    Since 2016-09-15

Branch Locations

4221 W Boy Scout Blvd Suite 190, Tampa, FL 33607 • United States

1 Tower Lane Suite 1950, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 06/2015 11/2016
Financial Engines Advisors L.L.C. Oak Brook IL 11/2016 Present
  • 06/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Oak Brook, IL
Previous Registrations
  • 2015-06-02 → 2016-12-01
    Financial Engines Advisor Center, Llc
    Oak Brook, IL
    Overland Park, KS
  • 2007-09-06 → 2015-06-04
    The Mutual Fund Store
    Northbrook, IL
  • 2006-05-16 → 2007-08-03
    Vestor Capital Partners, Llc
    Chicago, IL
  • 2004-07-23 → 2004-09-08
    Td Ameritrade, Inc.
    Northbrook , IL
  • 2004-06-17 → 2004-07-16
    Td Ameritrade, Inc.
    Southfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-12
S63 Uniform Securities Agent State Law Examination 1992-01-15
  • S66 Uniform Combined State Law Examination
    2003-09-12
  • S63 Uniform Securities Agent State Law Examination
    1992-01-15

View on SEC IAPD

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