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Luis Felipe Martinez

Morgan Stanley

Tucson, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-08-18
TX RA APPROVED_RES 2009-06-08
  • CA RA
    APPROVED
    Since 2009-08-18
  • TX RA
    APPROVED_RES
    Since 2009-06-08

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tucson AZ 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-24
S63 Uniform Securities Agent State Law Examination 1992-05-12
  • S66 Uniform Combined State Law Examination
    2009-08-24
  • S63 Uniform Securities Agent State Law Examination
    1992-05-12
Other Names
  • Luis Felipe Martinez
  • Luis Felipe Martinezseldner

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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