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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salient Partners, L.P. | Houston | TX | 06/2013 | 08/2021 |
| Salient Capital L.P. | Houston | TX | 06/2013 | 08/2021 |
| Salient Capital Advisors, Llc | Houston | TX | 06/2013 | 08/2021 |
| Bank Of The West | Tempe | AZ | 10/2022 | 07/2023 |
| Bancwest Investment Services, Inc. | Tempe | AZ | 10/2022 | 07/2023 |
| Scott Fogelman | Sugar Land | TX | 08/2021 | 10/2022 |
| J.P. Morgan Securities Llc | Sugar Land | TX | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-10 |
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