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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-03-28 |
Branch Locations
3450 Dowlen Road Suite A, Beaumont, TX 77706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beaumont | TX | 03/2008 | Present |
Cornwell Sons Enterprises, LLC/ Category - Company/ Principal Business Activity -Limited Liability Corporation that will be ran by my 3 sons. Corbin Cornwell as President, Collin Cornwell as the Vice President. The LLC will own and operate a charter boat rental business on the Austin Texas area./ Role - Proprietor / owner/ Duty - For the most part I my role will be passive and Having 50 years of boating experience and being mechanically inclined, my primary role will be to assist with the boats only as needed. My 3 sons will run, operate and market the business./ Comp - No Start date 5/12/2021 Cornwell GP Mgmt, LLC, TexasUnited States-77706, Limited Liability Company, Financial (Consumer & Investment Services), own and operate various investment properties and security accounts, Partner, Owner , Operator & Financial Advisor on the brokerage accounts an real estate, Start date-10/28/2020, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-07 |
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