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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-18
TX RA APPROVED 2014-03-27
MI RA APPROVED 2010-02-09
  • FL RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED
    Since 2014-03-27
  • MI RA
    APPROVED
    Since 2010-02-09

Branch Locations

10850 E Traverse Hwy Ste 5575, Traverse City, MI 49684 • United States

27755 Stansbury Blvd Ste 275, Farmington Hills, MI 48334 • United States

Longboat Key, FL • United States

West Bloomfield, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington Hills MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Farmington Hills MI 11/2016 Present
Previous Registrations
  • 1996-09-26 → 2003-07-01
    Prudential Equity Group, Llc
    West Bloomfield, MI
Other Businesses

TRUSTEE OF FRIEND'S TRUST, WEST BLOOMFIELD, MI, 1 HR/YR, START 6/2007, INSURANCE TRUST, PAY QUARTERLY PREMIUM.| TRUSTEE FOR MOTHER'S TRUST, INVESTMENT RELATED; WEST BLOOMFIELD, MI, START 12/29/1981.| TRUSTEE FOR BROTHER-IN-LAW'S TRUST; INVESTMENT RELATED; WEST BLOOMFIELD, MI; START 1/1/1995; 0 HRS PER MONTH.| A SQUARED PROPERTIES LLC; INV RELATED; LONGBOAT KEY, FL; 100% OWNERSHIP WITH SPOUSE; START 4/1/2016; 0 HOURS PER MONTH, 0 DURING TRADING; VACATION CONDOMINIUM HANDLE FINANCES.| TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; WEST BLOOMFIELD, MI; START 6/4/2018; 1 HR PER MONTH; 0 HRS DURING TRADING.| TRUSTEE FOR SON'S TRUST; INV. RELATED; WEST BLOOMFIELD, MI; START 10/23/2017; 1 HR PER MONTH; 0 HRS DURING TRADING.| TRUSTEE FOR FRIEND'S TRUST, INV RELATED, WEST BLOOMFIELD, MI, START: 11/26/2012, 1 HOUR A MONTH, 0 HOURS DURING TRADING.| CO-TRUSTEE FOR GODSON, INV RELATED, FARMINGTON HILLS, MI, START: 10/03/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.| CO-TRUSTSEE FOR FRIEND; INV RELATED; MIAMI DADE, FL; START: 10/28/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING.| GARY FETTER IRREVOCABLE TRUST; INV RELATED; MICHIGAN, MI; TRUSTEE; START DATE 12/10/2024; 4 HOURS PER MONTH; 4 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-05
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S65 Uniform Investment Adviser Law Examination
    1992-11-05
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24

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