Cesar Martin Castelo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-11
AZ	RA	APPROVED	2013-12-06

TX RA
APPROVED_RES

Since 2020-03-11
AZ RA
APPROVED

Since 2013-12-06

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Tucson	AZ	11/2013	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

11/2013 → Present

Morgan Stanley Smith Barney Llc

Tucson, AZ
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2012-10-01 → 2013-11-20

J.P. Morgan Securities Llc

Tucson, AZ
2005-07-06 → 2012-10-01

Chase Investment Services Corp.

Tucson, AZ

Douglas, AZ

Tucson, AZ

Chicago, IL

Tucson, AZ

Tucson, AZ
2005-04-21 → 2005-07-06

Banc One Securities Corporation

Tucson, AZ
2003-06-19 → 2004-05-14

Wells Fargo Investments, Llc

Nogales, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-29
S63	Uniform Securities Agent State Law Examination	1992-03-19

S66 Uniform Combined State Law Examination

2003-05-29
S63 Uniform Securities Agent State Law Examination

1992-03-19

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews