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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-06 |
| MN | RA | APPROVED | 2023-04-27 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
7525 Currell Blvd, Woodbury, MN 55125 • United States
9882 Norma Ln, Woodbury, MN 55125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2021 | 05/2022 |
| Ideal Credit Union | Woodbury | MN | 08/2021 | 10/2021 |
| Oneamerica | Indianapolis | IN | 04/2019 | 07/2021 |
| Cecelia Health | New York | NY | 10/2018 | 03/2019 |
| Inovalon | Bowie | MD | 11/2017 | 10/2018 |
| Optum | Eden Prairie | MN | 10/2013 | 08/2017 |
| Lpl Financial Llc | N St. Paul | MN | 05/2022 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-25 |
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