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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-20 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1701 E. Lake Avenue Suite 400, Glenview, IL 60025 • United States
Island Lake, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vining Sparks | Chicago | IL | 05/1991 | 10/2019 |
| Icba Securities | Chicago | IL | 03/1992 | 12/2016 |
| Kestra Investment Services, Llc. | Glenview | IL | 10/2021 | Present |
| Deerfield Bannockburn Fire Protection District | Deerfield | IL | 10/2000 | 05/2023 |
| Kestra Advisory Services, Llc | Glenview | IL | 03/2023 | Present |
Bus Name: NPPFA BENEFITS POSITION: same as securities title NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/10/2024 ADDRESS: 1701 E. Lake Avenue, Suite 400, Glenview IL 60025, United States DESCRIPTION: Assist and place life insurance business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-11 |
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