Edward Lynn Williams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1991 → 03/2020
  Mutual/United Of Omaha Insurance Company
  Phoenix, AZ
• 02/1991 → 02/2020
  Mutual Of Omaha Investor Services, Inc.
  Phoenix, AZ
• 03/2020 → 06/2024
  Securities America, Inc.
  Phoenix, AZ
• 03/2020 → 06/2024
  Securities America Advisors
  Phoenix, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Phoenix, AZ

Previous Registrations

• 2020-03-04 → 2024-06-14
  Securities America Advisors, Inc.
  Phoenix, AZ
• 2003-10-14 → 2020-04-01
  Mutual Of Omaha Investor Services, Inc.
  Phoenix, AZ
  Prescott, AZ
  Phoenix, AZ
  Prescott, AZ
  Phoenix, AZ
  Prescott, AZ
  Phoenix, AZ

Other Businesses

1. DBA: Calapooya Creek LLC Calapooya Creek LLC--Owner--This LLC includes a ranch in Oregon--3601 Stearns Lane, Oakland Oregon 97462 and also is the name of my financial planning practice 2. SAA POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/17/2020 ADDRESS: 16421 N Tatum, #207, Phoenix AZ 85022 DESCRIPTION: Solicit based on client needs. 3. INSURANCE SALES POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 02/17/2020 ADDRESS: 16421 N Tatum Blvd, #207, Phoenix AZ 85022 DESCRIPTION: Solicit based on client needs. 4. TAX PREP POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2020 ADDRESS: 16421 N Tatum Blvd. # 207, Phoenix AZ 85032 DESCRIPTION: I am not a licensed CPA but I am a CFP and I assist a number of older people organize and file their federal and state income taxes. Some of these people are my clients, but most are from my church. This is a service I provide to help people that otherwise might not be able to afford to have their taxes done. Most do not owe any taxes, but just feel they need to file as their patriotic duty. I do not do any returns that require any complicated calculations or anyone that itemizes on their federal return. I don't charge for this service. 5. OWNER - TSO DOS LLC DBA TEAM SPORTS OUTFITTERS POSITION: Owner NATURE: The business sells retail Sporting Goods and Sports Apparel. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 3033 N 35th Ave, STE 4, Phoenix AZ 85017 DESCRIPTION: I am the Owner of the business. I bought the business July 1st, in 2010. The Business was the oldest Sporting Goods Store in Arizona founded in 1947 as Longs Drug. My son Beau is the general manager and runs the day to day operations. I have the ability to write checks and negotiate contracts. 6. EDWARD AND LAURI WILLIAMS RLT DATED 06/23/2000 POSITION: Trustee NATURE: Actually it is just my Revocable Living Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2000 ADDRESS: 15413 N 19th Street, Phoenix AZ 85022, United States DESCRIPTION: No duties at the present time. I had an audit and was told that I need to report that I have a trust 7. OSAIC WEALTH POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 06/14/2024 ADDRESS: 16421 N Tatum, #207, Phoenix AZ 85022, United States DESCRIPTION: Spend most of my day resubmitting paperwork and trying to get business approved.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-18
• S63 Uniform Securities Agent State Law Examination
  1991-10-04

Designations

• Certified Financial Planner