Dwain Lee Owens

Current Employers

Employment History

• 06/1999 → Present
  Strategic Legacy Advisors, Inc.
  Lincoln, NE
• 03/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 03/2015 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 04/2019
  Woodbury Financial Services, Inc.
  Columbus, NE
• 04/2019 → 06/2024
  Securities America, Inc.
  Columbus, NE
• 04/2019 → 06/2024
  Securities America Advisors
  Columbus, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Columbus, NE

Previous Registrations

• 2019-04-17 → 2024-06-14
  Securities America Advisors, Inc.
  Columbus, NE
• 2019-03-01 → 2019-04-17
  Woodbury Financial Services, Inc.
  Columbus, NE
• 2015-03-26 → 2019-03-01
  Questar Asset Management, Inc.
  Columbus, NE
  Minneapolis, MN
• 2012-02-17 → 2015-02-19
  Girard Securities, Inc.
  Omaha, NE
  Columbus, NE
  San Diego, CA
  Valentine, NE
  Ottumwa, IA
  Lincoln, NE
  Omaha, NE
  Wallace, NE
  Cedar Rapids, NE
  David City, NE
• 2007-09-19 → 2010-09-17
  Strategic Legacy Advisors, Inc.
  Columbus, NE
  Lincoln, NE
• 2001-04-09 → 2007-09-18
  Qa3 Financial Llc
  Columbus, NE

Other Businesses

1. Columbus Family YMCA Foundation Position: Vice President Nature: Volunteer board member Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 02/26/2019 Address: 3912 38th St, Columbus NE 68601 2. Strategic Risk Management, Inc. Position: Vice President Nature: Strategic Risk Management Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 08/10/1989 Address: 2360 Pershing Road, Columbus NE 68602 3. Securities America Advisors Position: Investment Adviser Representative Nature: Investment Advisory Investment Related: Yes Hours: 120 Securities Trading Hours: 70 Start Date: 05/18/2000 Address: 12325 Port Grace BLVD, La Vista NE 68128 4. RMD Group Position: LLC partner Nature: Real estate ownership Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 06/02/2014 Address: 11105 William Plaza, Omaha NE 68144 5. D.L. Owens Enterprises, Inc. Position: President Nature: Outdoor outfitting Investment Related: No Hours: 4 Securities Trading Hours: 1 Start Date: 09/17/2002 Address: 2360 Pershing Road, Columbus NE 68602 6. DLRT Advisors Position: Partner Nature: Formed the partnership to secure financing to purchase an investment book. The partnership is used as vehicle to make the payments on that financing and pay rent for the office. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 10/15/2015 Address: 2360 Pershing Road, Columbus NE 68601 7. DBA - Owens Wealth Advisors 8. ARCADIA SAFETY AND PRESERVATION FUND, INC. POSITION: board member NATURE: Charitable Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2022 ADDRESS: 300 N Railway, Arcadia NE 68815 DESCRIPTION: Act as a board member, give input on projects the fund in undertaking 9. DWAIN OWENS POSITION: Sole Owner NATURE: Fixed insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1984 ADDRESS: 27641 Woodside Drive, Columbus NE 68601 DESCRIPTION: Fixed insurance sales to new and existing customers as needed. 10. D.L. OWENS ENTERPRISES, INC POSITION: President NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/17/2002 ADDRESS: P.O. Box 922, 2360 Pershing Rd, Columbus NE 68602 DESCRIPTION: acquire fixed insurance products for clients through this company 11. DJM&P A NEBRASKA PARTNERSHIP POSITION: General Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 3662 Deerfield Pl, Columbus NE 68601, United States DESCRIPTION: General Partner for rental real estate, collecting rents, paying bills and inspecting property 12. DLTR ADVISORS POSITION: partner NATURE: Partnership formed for the purpose of buying a investment book of business and obtaining traditional financing INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/15/2015 ADDRESS: 2360 Pershing Road, Columbus NE 68602, United States DESCRIPTION: passive 13. D.L OWENS ENTERPRISES, INC. POSITION: Insurance agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 09/17/2002 ADDRESS: 3662 Deerfield Pl, Columbus NE 68601, United States DESCRIPTION: Sale of fixed life insurance 14. DJM AND P POSITION: managing partner NATURE: rental real estate ownership partnership, Partners with Myron Owens and Jill A Owens INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 27641 Woodside Drive, Columbus NE 68601, United States DESCRIPTION: Ownership of a office building for rental purposes.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-18
• S63 Uniform Securities Agent State Law Examination
  1991-08-23