Best Investors Account Sign in

Aaron Kenneth Kosch

LPl Financial LLC

Columbus, NE

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-02-12
TX RA APPROVED 2020-02-03
  • NE RA
    APPROVED
    Since 2020-02-12
  • TX RA
    APPROVED
    Since 2020-02-03

Branch Locations

4121 23Rd Street, Columbus, NE 68601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 11/2010 02/2020
Securities America Advisors La Vista NE 11/2010 01/2020
Aaron Kosch Columbus NE 12/2003 02/2020
Columbus Morning Rotary Club Columbus NE 08/2007 Present
United Way Columbus NE 05/2011 Present
Kosch Financial Inc. Columbus NE 11/2010 02/2020
Lpl Financial Llc Columbus NE 02/2020 Present
  • 11/2010 → 02/2020
    Securities America Inc.
    La Vista, NE
  • 11/2010 → 01/2020
    Securities America Advisors
    La Vista, NE
  • 12/2003 → 02/2020
    Aaron Kosch
    Columbus, NE
  • 08/2007 → Present
    Columbus Morning Rotary Club
    Columbus, NE
  • 05/2011 → Present
    United Way
    Columbus, NE
  • 11/2010 → 02/2020
    Kosch Financial Inc.
    Columbus, NE
  • 02/2020 → Present
    Columbus, NE
Previous Registrations
  • 2010-12-01 → 2020-02-04
    Securities America Advisors, Inc.
    Columbus, NE
  • 2010-06-03 → 2010-11-29
    First National Capital Markets
    Columbus, NE
  • 2006-10-10 → 2010-06-02
    Cetera Investment Services Llc
    Columbus, NE
Other Businesses

1) 12/30/2019 - KOSCH FINANCIAL INC - 1921 23RD ST COLUMBUS NE 68601 - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2010 2) 3/29/2021 - ASK Prime, LLC - Not Investment Related - 4121 23rd St., Columbus NE 68601 - Business Entity For Tax/Investment Purposes Only - Start Date: 3/26/2021 - 10 Hours Per Month/10 Hours During Securities Trading - Office Rent from Kosch Financial, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-13
S63 Uniform Securities Agent State Law Examination 2003-06-05
  • S66 Uniform Combined State Law Examination
    2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    2003-06-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbus, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor