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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-09-30
WA RA APPROVED 2025-09-30
  • OR RA
    APPROVED
    Since 2025-09-30
  • WA RA
    APPROVED
    Since 2025-09-30

Branch Locations

1111 Main Street Suite 700, Vancouver, WA 98660 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 01/2015 11/2020
Securities America, Inc. Portland OR 11/2020 06/2023
Arbor Point Advisors Portland OR 11/2020 06/2023
Allworth Financial Vancouver WA 09/2025 Present
Aw Securities Vancouver WA 09/2025 Present
Personal Leave Portland OR 06/2023 09/2025
  • 01/2015 → 11/2020
    Kms Financial Services, Inc.
    Seattle, WA
  • 11/2020 → 06/2023
    Securities America, Inc.
    Portland, OR
  • 11/2020 → 06/2023
    Arbor Point Advisors
    Portland, OR
  • 09/2025 → Present
    Allworth Financial
    Vancouver, WA
  • 09/2025 → Present
    Aw Securities
    Vancouver, WA
  • 06/2023 → 09/2025
    Personal Leave
    Portland, OR
Previous Registrations
  • 2020-11-06 → 2024-04-02
    Securities America Advisors, Inc.
    Portland, OR
  • 2020-11-10 → 2024-04-02
    Arbor Point Advisors
    Portland, OR
  • 2015-01-21 → 2020-11-06
    Kms Financial Services, Inc.
    Portland, OR
    Portland, OR
    Seattle, WA
    Portland, OR
    Seattle, WA
  • 2014-12-12 → 2015-02-02
    Portland, OR
    Peoria, AZ
  • 2011-01-18 → 2014-12-12
    Kms Financial Services, Inc.
    Portland, OR
    Seattle, WA
    Portland, OR
    Portland, OR
  • 2006-08-16 → 2009-12-31
    Cuso Financial Services, L.P.
    Hillsboro, OR
    Portland, OR
  • 2005-10-18 → 2006-05-25
    Morgan Stanley Dw Inc.
    Portland, OR
Other Businesses

***EISENBRAUN FREMONT LLC -Manager -Officer/Director #HRS 2 -1/1/11 -1644 NE 56th Ave, Portland OR 97213 -Monthly review & Bookkeeping ***EISENBRAUN SPOKANE LLC -Officer / Director -Officer / Director #HRS 2 -10/1/14 -1644 NE 56th Ave, Portland OR 97213 -Monthly review & Bookkeeping ***EISENBRAUN BEND LLC -Officer/Director -Officer/Director #HRS 2 -11/1/19 -1644 NE 56th Ave, Portland OR 97213 -Monthly review & bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-17
  • S66 Uniform Combined State Law Examination
    2005-10-17
Other Names
  • Dean Eisenbraun
  • Dean Everett Eisenbraun

View on SEC IAPD

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