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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
600 City Parkway West Suite 210, Orange, CA 92868 • United States
Temple City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Los Angeles | CA | 01/2000 | Present |
| Pruco Securities, Llc. | Los Angeles | CA | 07/1991 | 11/2024 |
| Lpl Enterprise, Llc | Los Angeles | CA | 11/2024 | Present |
1) 10/14/2024 - Blue Shield of CA - Still receiving residual commission from several individual medical policies - Non-Variable Insurance Commission Trails - Inv Related - At Los Angeles, CA - Start Date 08/15/1994 - 0hrs/mth - 0hrs/mth During Trading 2) 10/14/2024 - Anthem/Elevance - Still receiving residual commission from one group and several individual medical policies - Non-Variable Insurance Commission Trails - Inv Related - At Los Angeles, CA - Start Date 08/15/1994 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-02 |
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