Allan Katz

Current Employers

Employment History

• 05/2009 → Present
  Comprehensive Wealth Management Group,Llc
  Staten Island, NY
• 06/2023 → Present
  Stirlingshire Bd Llc
  Nyc, NY
• 09/2023 → Present
  Stirlingshire Ria Llc
  Nyc, NY

Previous Registrations

• 2020-08-10 → 2023-06-14
  Buckman Advisory Group Llc
  Little Silver, NJ
  Staten Island, NY
• 2005-08-12 → 2006-11-11
  Affiliated Advisors, Inc.
  Staten Island, NY
• 2002-09-26 → 2004-05-13
  Voya Financial Advisors, Inc.
  Staten Island, NY

Other Businesses

COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC POSITION: President NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/12/2007 ADDRESS: 243 Main Street, Staten Island NY 10307 DESCRIPTION: Financial planning, public speaking. This is has already been approved. It is my DBA and independent Registered Investment Advisory firm. ALLAN KATZ POSITION: Agent NATURE: Sole Propietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/1999 ADDRESS: 243 Main Street, Staten Island NY 10307 DESCRIPTION: Licensed Accident, Life, Health Insurance Free Lance Musician POSITION: Trombone Player NATURE: various bands INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: depends on the booking DESCRIPTION: free lance Trombone Player K&S Trains - Position: Owner Nature: Model Train Company Investment Related:No Started: Number of Hours 20hrs/Month, 0 During Trading Hours DESCRIPTION: Buy Sell and Repair Model Trains RetireOne Investment Services LLC Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 10 Hrs/Month during trading DESCRIPTION: Sell Variable annuities to clients

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-20
• S63 Uniform Securities Agent State Law Examination
  1991-08-29