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Inactive

Lawrence Edwin Grimes

The Main Street Group

Glen Allen, VA

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Current Employers
The Main Street Group

4510 Cox Road Suite 102, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-09-02
  • VA RA
    APPROVED
    Since 2015-09-02

Branch Locations

4510 Cox Road Suite 102, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glen Ellen VA 07/1996 11/2017
The Main Street Group Glen Allen VA 09/2015 Present
Kestra Investment Services, Llc Glen Allen VA 11/2017 Present
Previous Registrations
  • 2013-01-09 → 2015-09-01
    Richmond, VA
    Richmond, VA
    Glen Allen, VA
  • 1998-07-21 → 2012-10-12
    Capital Strategies Group, Inc.
    Richmond, VA
Other Businesses

Name: Dixon Wells Investment Related: Yes Address: 4805 Lake Brook Dr Glen Allen VA 23060 Nature of Business: Insurance Position, Title or Relationship: broker/agent, 1099 income from brokered non-variable insurance insurance Start Date: 10/31/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Non-employee; They act as general agent for term and UL only Name: The Main Street Group Investment Related: Yes Address: 4510 Cox Rd Glen Allen VA 23060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Executive Vice President Start Date: 12/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, IAR Name: CHESTER CIVITAN CLUB AND BOARD MEMBER OF CAMP BAKER, LOCATED IN CHESTERFIELD CO, VAMEMBER OF CAMP BAKER, POSITION: Treasurer NATURE: Charitable INVESTMENT RELATED: No @ OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 7600 Beach Rd, Chesterfield VA 23838, United States DESCRIPTION: Collect and deposit dues from club members. Pay membership dues to Civitan International. Purely volunteer, no remuneration

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-05
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S65 Uniform Investment Adviser Law Examination
    1996-09-05
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05
Designations
Other Names
  • Jarry Grimes

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