Lawrence Edwin Grimes

Employer firm

The Main Street Group CRD 175502

$515M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → 11/2017
  Lpl Financial Llc
  Glen Ellen, VA
• 09/2015 → Present
  The Main Street Group
  Glen Allen, VA
• 11/2017 → Present
  Kestra Investment Services, Llc
  Glen Allen, VA

Previous Registrations

• 2013-01-09 → 2015-09-01
  Lpl Financial Llc
  Richmond, VA
  Richmond, VA
  Glen Allen, VA
• 1998-07-21 → 2012-10-12
  Capital Strategies Group, Inc.
  Richmond, VA

Other Businesses

Name: Dixon Wells Investment Related: Yes Address: 4805 Lake Brook Dr Glen Allen VA 23060 Nature of Business: Insurance Position, Title or Relationship: broker/agent, 1099 income from brokered non-variable insurance insurance Start Date: 10/31/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Non-employee; They act as general agent for term and UL only Name: The Main Street Group Investment Related: Yes Address: 4510 Cox Rd Glen Allen VA 23060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Executive Vice President Start Date: 12/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, IAR Name: CHESTER CIVITAN CLUB AND BOARD MEMBER OF CAMP BAKER, LOCATED IN CHESTERFIELD CO, VAMEMBER OF CAMP BAKER, POSITION: Treasurer NATURE: Charitable INVESTMENT RELATED: No @ OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 7600 Beach Rd, Chesterfield VA 23838, United States DESCRIPTION: Collect and deposit dues from club members. Pay membership dues to Civitan International. Purely volunteer, no remuneration

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-05
• S63 Uniform Securities Agent State Law Examination
  1991-08-05

Designations

• Certified Financial Planner

Other Names

• Jarry Grimes