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4510 Cox Road Suite 102, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-09-02 |
Branch Locations
4510 Cox Road Suite 102, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glen Ellen | VA | 07/1996 | 11/2017 |
| The Main Street Group | Glen Allen | VA | 09/2015 | Present |
| Kestra Investment Services, Llc | Glen Allen | VA | 11/2017 | Present |
Name: Dixon Wells Investment Related: Yes Address: 4805 Lake Brook Dr Glen Allen VA 23060 Nature of Business: Insurance Position, Title or Relationship: broker/agent, 1099 income from brokered non-variable insurance insurance Start Date: 10/31/1991 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Non-employee; They act as general agent for term and UL only Name: The Main Street Group Investment Related: Yes Address: 4510 Cox Rd Glen Allen VA 23060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Executive Vice President Start Date: 12/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advice, IAR Name: CHESTER CIVITAN CLUB AND BOARD MEMBER OF CAMP BAKER, LOCATED IN CHESTERFIELD CO, VAMEMBER OF CAMP BAKER, POSITION: Treasurer NATURE: Charitable INVESTMENT RELATED: No @ OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 7600 Beach Rd, Chesterfield VA 23838, United States DESCRIPTION: Collect and deposit dues from club members. Pay membership dues to Civitan International. Purely volunteer, no remuneration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-05 |
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