James Alan Macmillan

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
• 11/2015 → 11/2016
  Bank Of America, N.A.
  Manchester, NH
• 11/2016 → Present
  Gwfs Equities, Inc.
  Andover, MA

Previous Registrations

• 2015-12-11 → 2016-12-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manchester, NH
• 1998-01-01 → 2004-03-10
  Charles Schwab & Co., Inc.
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2015-12-10
• S65 Uniform Investment Adviser Law Examination
  1995-12-19
• S63 Uniform Securities Agent State Law Examination
  1991-08-16

Other Names

• James Alan Macmillan
• James Alan Macmillan
• James A Macmillan
• James A Macmillan