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Raymond Charles Klahne

Ubs Financial Services Inc.

Stuart, FL

Colorado Springs, CO

Palm City, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-10-29
FL RA APPROVED 2008-11-21
TX RA APPROVED 2008-11-14
  • CO RA
    APPROVED
    Since 2018-10-29
  • FL RA
    APPROVED
    Since 2008-11-21
  • TX RA
    APPROVED
    Since 2008-11-14

Branch Locations

712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States

90 South Cascade Ave Suite 930, Colorado Springs, CO 80903 • United States

Palm City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stuart FL 11/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-30
S63 Uniform Securities Agent State Law Examination 1991-09-09
  • S65 Uniform Investment Adviser Law Examination
    1994-11-30
  • S63 Uniform Securities Agent State Law Examination
    1991-09-09

View on SEC IAPD

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Other Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · STUART, FL
DAYMARK WEALTH PARTNERS, LLC · STUART, FL
SPECTRA INVESTMENT MANAGEMENT, LLC · STUART, FL
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INTEGRITT WEALTH MANAGEMENT, LLC · STUART, FL

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