Danielle Lee Helfrich

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 12/2018
  Raymond James Financial Services, Inc.
  Crown Point, IN
• 01/2019 → 02/2020
  Charles Schwab & Co., Inc.
  Merrillvillee, IN
• 02/2020 → 09/2024
  Equity Services Inc
  Montpelier, VT
• 02/2020 → 09/2024
  National Life Group
  Crown Point, IN
• 09/2024 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2020-02-27 → 2024-09-27
  Equity Services, Inc.
  Chicago, IL
  Crown Point, IN
• 2019-05-07 → 2020-02-03
  Charles Schwab & Co., Inc.
  Merrillville, IN
  Crown Point, IN
  Indianapolis, IN

Other Businesses

Wealth Partners on Main; Investment Related - Yes; 417 N Main St., Ste 201, Crown Point, IN 46307; DBA for Advisory Practice; Owner; 09/2024; 150 Hours Per Month, 150 During Trading Hours; Comprehensive Wealth Management Practice P.E.O International; Investment Related - No; 3700 Grand Ave., Des Moines, IA 50312; Educational Support for women, Volunteer; 09/2024; 6 Hours Per Month; 2 During Trading Hours; Educational Support for women.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-06
• S63 Uniform Securities Agent State Law Examination
  2006-04-21

Other Names

• Danielle Lee Brumm
• Dan Brumm
• Dani Brumm
• Danielle Lee Ogden
• Danielle Helfrich
• Danielle Lee Helfrich