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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
| SC | RA | APPROVED | 2008-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Columbia | SC | 11/2008 | Present |
1) 12/5/2008 - EFG INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 25% - SELL AND MARKET LIFE, HEALTH, ACCIDENT, LTC, DI AND SUPPLEMENTAL PRODUCTS. 2) 10/16/2012 - EFG EMPLOYEE BENEFITS CONSULTANTS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 20% OF TIME SPENT - SELLING LIFE, HEALTH, DI, LTC AND GROUP HEALTH PRODUCTS. 3) 11/27/2012 - ELAM FINANCIAL GROUP - NOT INVESTMENT RELATED - OTHER-AUTHOR - 15% OF TIME SPENT - I HAVE WRITTEN A BOOK TITLED"SELF-RELIANCE" AND PLAN ON SALES BEGINNING IN DEC 2012 OR JAN 2013. 4) 9/30/2013 - ELAM FINANCIAL GROUP -NOT INV. REL.-AT REPORTED BUSINESS LOCATION(S)- SPEAKER/SEMINAR-SPEAKER FOR NEW BOOK - SELF RELIANCE. WILL BE CHARGING FEES TO SPEAK TO GROUPS REGUESING ME TO SPEAK REGARDING THE BOOK. - TIME SPENT 5% 5) 2/25/2014 - CALVIN ELAM - NOT INV. REL.-AT REPORTED BUSINESS LOCATION(S)-SPEAKER/SEMINAR -SPEAKER ON LEADERSHIP DEVELOPMENT TO ORGANIZATIONS AND CORPORATIONS. RESULTING FROM 33.5 YRS IN MILITARY RISING TO RANK OF BRIGADIER GENERAL.-TIME SPENT 5% 6) 5/16/2018 - EFinancial Advisors (with subscript: Wealth Management and Insurance) - DBA: 'EFinancial Advisors - Wealth Management and Insurance' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/05/2018 - 50 Hours Per Month/50 Hours During Securities Trading. 7) 07/17/2019 - SC Public Employee Benefit System - Not inv related - 202 Arbor Lake Dr Columbia SC 29223 - Non-Profit Board Member - start date:07/24/2019 - 1 hr/mo - 1 hr during trading. 8) 1/11/2021 - EFinancial Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner/Insurance Rep. - Started 01/01/2013 - 10 Hours Per Month During Securities Trading. 9) 05/22/2025 - Ela'm Holdings LLC - Not Inv. Related - Other - Retail - Land Stone CirIrmo, SC - Start Date:08/01/2025 - 10 hr/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-16 |
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