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James Andrew Friedman

Advisors Capital Management, LLC

Ridgewood, NJ

Bradenton, FL

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Current Employers
Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-09
CT RA APPROVED 2020-06-25
  • FL RA
    APPROVED
    Since 2025-09-09
  • CT RA
    APPROVED
    Since 2020-06-25

Branch Locations

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Business Mgt. Group Stamford CT 07/1996 02/2020
Advisors Capital Management, Llc Ridgewood NJ 08/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-25
S63 Uniform Securities Agent State Law Examination 1993-10-12
  • S65 Uniform Investment Adviser Law Examination
    2020-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-10-12
Other Names
  • Jim Friedman

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgewood, NJ
COMMONWEALTH FINANCIAL NETWORK · RIDGEWOOD, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
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LPL ENTERPRISE, LLC · PARAMUS, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
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