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Kenneth Foster Haelsig

Calton & Associates, Inc.

Tampa, FL

Tampa, FL

Tampa, FL

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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-03-01
  • FL RA
    APPROVED
    Since 2016-03-01

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 02/2016 Present
Previous Registrations
  • 2012-06-19 → 2015-06-15
    Jhs Capital Advisors, Llc
    Tampa, FL
    Palm Beach Gardens, FL
  • 2007-04-02 → 2007-12-04
    Morgan Stanley & Co. Llc
    Clearwater, FL
  • 1991-08-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Clearwater, FL
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-11
S63 Uniform Securities Agent State Law Examination 1991-08-30
  • S65 Uniform Investment Adviser Law Examination
    1994-03-11
  • S63 Uniform Securities Agent State Law Examination
    1991-08-30

View on SEC IAPD

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