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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-06-17 |
| SC | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED_RES | 2011-04-11 |
| DC | RA | APPROVED | 2002-12-06 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Kiawah Island, SC • United States
Mclean, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 12/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-12 |
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