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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-13 |
| SC | RA | APPROVED | 2009-02-27 |
Branch Locations
1276 May River Road Suite 200, Bluffton, SC 29910 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bluffton | SC | 10/2008 | Present |
Notary Public; Bluffton, SC 29910; Notarizing client documents; 01/01/2009; 0.00 Hour(s) Per Day - during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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