Dianna Lynn Rodgers

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-04-15
TX	RA	APPROVED_RES	2011-02-23

VA RA
APPROVED

Since 2014-04-15
TX RA
APPROVED_RES

Since 2011-02-23

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Mclean	VA	12/2014	Present

12/2014 → Present

Morgan Stanley

Mclean, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-10
S63	Uniform Securities Agent State Law Examination	2011-02-28

S65 Uniform Investment Adviser Law Examination

2015-10-10
S63 Uniform Securities Agent State Law Examination

2011-02-28

Other Names

Dianna Lynn Belcher
Dianna Lynn Rodgers
Dianna Lynn Belcher
Dianna Lynn Rodgers
Dianna Lynn Belcher

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

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