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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-05 |
| CT | RA | APPROVED | 2009-10-05 |
| FL | RA | APPROVED | 2009-10-05 |
| TX | RA | APPROVED_RES | 2009-10-05 |
| VA | RA | APPROVED | 2009-10-05 |
Branch Locations
41 W Putnam Ave, Greenwich, CT 06830 • United States
10 Wright St Fl 1St, Westport, CT 06880-3115 • United States
Wilton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Hartford | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Greenwich | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwich | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-05 |
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