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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-04 |
Branch Locations
1702 E Highland Ave Suite 204, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2009 | 05/2022 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 01/2012 | 05/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 05/2022 | Present |
| Cetera Investment Advisers Llc | Phoenix | AZ | 05/2022 | Present |
1)FLOREY CAPITAL MANAGEMENT LLC, DBA FOR CETERA BUSINESS, 100% OWNER, 40/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-15 |
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