Best Investors Account Sign in

James Norman Pember

Morgan Stanley

Savannah, GA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-02-21
TX RA APPROVED 2011-12-05
GA RA APPROVED 2011-09-13
  • SC RA
    APPROVED
    Since 2014-02-21
  • TX RA
    APPROVED
    Since 2011-12-05
  • GA RA
    APPROVED
    Since 2011-09-13

Branch Locations

7402 Hodgson Memorial Drive Suite 100, Savannah, GA 31406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Savannah GA 09/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2011 → Present
    Morgan Stanley Smith Barney
    Savannah, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-20
S63 Uniform Securities Agent State Law Examination 1991-07-25
  • S65 Uniform Investment Adviser Law Examination
    1996-03-20
  • S63 Uniform Securities Agent State Law Examination
    1991-07-25
Other Names
  • James Norman Pember

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Savannah, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor