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Nina Engineer Adams

Adams Ashby Financial Advisors

Sacramento, CA

CRD 2163086

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Employer firm

Adams Ashby Financial Advisors CRD 149683

$480M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Adams Ashby Financial Advisors

3508 Cody Way Suite 100, Sacramento, CA 95864 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-12

Branch Locations

3508 Cody Way, Ste 100, Sacramento, CA 95864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adams Ashby Financial Advisors Sacramento CA 03/2010 Present
Previous Registrations
  • 2004-10-25 → 2007-01-25
    Citigroup Global Markets Inc.
    Sacramento, CA
    Sacramento, CA
  • 1997-07-08 → 2004-10-26
    Morgan Stanley Dw Inc.
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-17
S63 Uniform Securities Agent State Law Examination 1991-09-12
  • S65 Uniform Investment Adviser Law Examination
    2010-11-17
  • S63 Uniform Securities Agent State Law Examination
    1991-09-12
Other Names
  • Nina Dhun Engineer Adams
  • Nina E Adams

View on SEC IAPD

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GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA

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