Keri Vogel Daniel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2012-02-07 → 2012-12-18
  Hancock Whitney Investment Services Inc.
  Baton Rouge, LA
  New Orleans, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
• 2008-05-09 → 2012-02-13
  Cetera Investment Services Llc
  Baton Rouge, LA

Other Businesses

1. 8/24/2018 - RRDM Wealth Management Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/01/2018 - 4 Hours Per Month/0 Hours During Trading. 2. 10/10/2018 - RRDM Wealth Management Partners - Investment Related - 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 - Real Estate Rental - Started 10/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 3) 07/25/2025 - Black Lab Properties, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:07/30/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-20

Other Names

• Keri Vogel Daniel
• Keri Elizabeth Vogel