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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-18
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2016-05-18
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

225 Pine Street, Red Bluff, CA 96080 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Red Bluff CA 12/2000 Present
Kelly Griggs Museum Red Bluff CA 06/2006 Present
Raymond James Financial Services Advisors, Inc Red Bluff CA 01/2009 Present
Other Businesses

(1) Name of Business: Address: 225 Pine St, Red Bluff, CA, 96080, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/20/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance agent for health insurance companies. Renewal Commissions

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-21

View on SEC IAPD

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