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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-16 |
| PA | RA | APPROVED | 2008-08-15 |
| NJ | RA | APPROVED | 2008-08-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Exton | PA | 05/2009 | Present |
FIRST FLAG CAPITAL ADVISORS; INVESTMENT RELATED; EXTON,PA; 100% OWNERSHIP; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 200; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2002-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-30 |
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