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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-20
TX RA APPROVED 2025-06-20
  • OH RA
    APPROVED
    Since 2025-06-20
  • TX RA
    APPROVED
    Since 2025-06-20

Branch Locations

3656 Allentown Road 1St Fl, Lima, OH 45807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lima OH 01/1993 11/2016
Wells Fargo Clearing Services, Llc Lima OH 11/2016 06/2025
Wells Fargo Advisors Financial Network, Llc Lima OH 06/2025 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, STATE OF OHIO, START: 4/14/14, LESS THAN 1 HOUR PER MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-08
  • S66 Uniform Combined State Law Examination
    2015-06-08
Other Names
  • Lori Marie Shafer
  • Lori Marie Morman

View on SEC IAPD

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