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Paul Mason Allen

Ubs Financial Services Inc.

Beverly Hills, CA

Porter Ranch, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
CA RA APPROVED 2008-11-24
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • CA RA
    APPROVED
    Since 2008-11-24

Branch Locations

131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States

Porter Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beverly Hills CA 11/2008 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-16
  • S63 Uniform Securities Agent State Law Examination
    1991-08-16

View on SEC IAPD

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