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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-01-20 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
8455 Plaza Blvd Ne, Spring Lake Park, MN 55432 • United States
6315 University Ave Ne, Fridley, MN 55432 • United States
2440 Fairview Ave N, Roseville, MN 55113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Columbia Heights | MN | 01/1997 | 01/2022 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-23 |
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