Kevin Michael Dolen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Previous Registrations

• 2003-07-08 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Indianapolis, IN
  Terre Haute, IN
  Danville, IN
  Martinsville, IN
• 2001-09-18 → 2003-03-12
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Other Businesses

Real Estate Ownership; Single Family; 1118 W Peppertree Lane, , Siesta Key, FL, 34242; Not Investment-Related; 01/03/2022. Business Ownership; Downtown Comics, inc.; ; chain of comic book stors; 137 e market stindianapolis, In 46204, ,; ; ; 1 to 9 hours per month; / Barringers Tavern; My spouse, Julie Dolen, owns the business. I periodically assist her in the business; Neighborhood restaurant/tavern serving food and drinks; 2535 S Meridian Street, , Indianapolis, IN, 46203; Not Investment-Related; 07/01/2019; 10 to 19 hours per month; 0 during trading hours / ILSK Enterprises, LLC; Transitioning from AAG platform to AFG platform which requires business entity set-up with an EIN -manage day to day operations of the LLC; LLC set up to pay staff salaries and expenses; 8900 Keystone Crossing, Ste. 400, , Indianapolis, IN, 46240; Investment-Related; 03/09/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Sigma Alpha Epsilon Social Fraternity; none; 406 littleton stwest lafayette, IN 47906, ,; ; 06/01/2011; 1 to 9 hours per month; 0 during trading hours. Outside Employment; ILSK Enterprises, LLC; President - ransitioning from AAG platform to AFG platform which requires business entity set-up with an EIN -manage day to day operations of the LLC; ; 8900 Keystone Crossing, Ste. 400, , Indianapolis, IN, 46240; Investment-Related; 03/09/2022; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-09-04
• S63 Uniform Securities Agent State Law Examination
  1991-09-23

Designations

• Certified Financial Planner

Other Names

• Kevin Dolen