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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1995-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 01/1991 | Present |
| Bank Of America, N.A. | Baton Rouge | LA | 02/2011 | Present |
I*56625FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MCCLENDON DESIGNSINVESTMENT RELATED: NADDRESS OF BUSINESS: SAINT FRANCISVILL, LOUISIANA 70775NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/26/2009NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DESIGN, MANUFACTURE, AND SELL JEWELRY AND ART FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: OAKLAND PROPERTIESINVESTMENT RELATED: NPOSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 6/8/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MANAGER/OWNER OF 30 ACRES OF RAW LAND IN EAST FELICIANA PARISH I*43851FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THOMPSON CREEK BLUFFS HUNTING CLUBINVESTMENT RELATED: NADDRESS OF BUSINESS:SAINT FRANCISVILLE, LOUISIANA 70775NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 5/1/2010NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RUN AND OPPORATE HUNTING CLUB I*4521283, Entity Type: Entity Charitable, Name of OBA: Grace Church, Address: Saint Francisville, Louisiana, 70775, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 05/21/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Make decisions regarding Grace Church. Serve as a vestry member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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