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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-05-10
VA RA APPROVED 2023-05-10
  • MD RA
    APPROVED
    Since 2023-05-10
  • VA RA
    APPROVED
    Since 2023-05-10

Branch Locations

15245 Shady Grove Rd Ste 240, Rockville, MD 20850 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 03/2012 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2019
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 03/2022
Financial Engines Advisors L.L.C. Santa Clara CA 03/2022 02/2023
Unemployed Leesburg VA 02/2023 03/2023
Raymond James Financial Services, Inc. Rockville MD 03/2023 Present
Ls Associates Rockville MD 03/2023 Present
Raymond James Financial Services Advisors, Inc. Rockville MD 05/2023 Present
  • 03/2012 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2019
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 03/2022
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 03/2022 → 02/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 02/2023 → 03/2023
    Unemployed
    Leesburg, VA
  • 03/2023 → Present
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 03/2023 → Present
    Ls Associates
    Rockville, MD
  • 05/2023 → Present
    Rockville, MD
Previous Registrations
Other Businesses

(1) Serving Those Who Serve (STWS) Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2023 Hours per month devoted to this business: 41+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor / Relationship Manager (2)Name of Business: Lee Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor / relationship manager

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-20
S65 Uniform Investment Adviser Law Examination 1996-04-26
  • S63 Uniform Securities Agent State Law Examination
    1996-05-20
  • S65 Uniform Investment Adviser Law Examination
    1996-04-26
Designations
Other Names
  • Sandra S Drinkwater
  • Sandra Sue Drinkwater
  • Sandy Presgraves

View on SEC IAPD

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