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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-05-10 |
| VA | RA | APPROVED | 2023-05-10 |
Branch Locations
15245 Shady Grove Rd Ste 240, Rockville, MD 20850 • United States
Leesburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 03/2012 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2019 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 03/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 03/2022 | 02/2023 |
| Unemployed | Leesburg | VA | 02/2023 | 03/2023 |
| Raymond James Financial Services, Inc. | Rockville | MD | 03/2023 | Present |
| Ls Associates | Rockville | MD | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Rockville | MD | 05/2023 | Present |
(1) Serving Those Who Serve (STWS) Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2023 Hours per month devoted to this business: 41+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor / Relationship Manager (2)Name of Business: Lee Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor / relationship manager
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-26 |
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