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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-04
AR RA APPROVED 2006-03-30
  • TX RA
    APPROVED_RES
    Since 2014-04-04
  • AR RA
    APPROVED
    Since 2006-03-30

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Miami, FL • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 02/1997 03/2023
Stephens Inc. Little Rock AR 03/2023 Present
  • 02/1997 → 03/2023
    Stephens Inc.
    Little Rock, AR
  • 03/2023 → Present
    Stephens Inc.
    Little Rock, AR
Other Businesses

Luis & Emma Iravedra Trust - Investment related - 1300 Monad Ter 10-C, Miami Beach, FL - Trust - I serve as executor and trustee for the trusts - January 2025 - 0 to 4 hours per month devoted to the other business - 0 to 2 hours devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
S63 Uniform Securities Agent State Law Examination 1992-07-09
  • S66 Uniform Combined State Law Examination
    2006-03-29
  • S63 Uniform Securities Agent State Law Examination
    1992-07-09

View on SEC IAPD

Other Firms

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