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Stephen Leslie Hall

Yarrington Management Company

Westborough, MA

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Current Employers
Yarrington Management Company

180 West Main Street, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2004-07-07
  • MA RA
    APPROVED
    Since 2004-07-07

Branch Locations

45 Lyman Street, Suite 17 Suite 17, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yarrington Management Company Westborough MA 10/1999 Present
Other Businesses

CURRENTLY A PARTNER WITH HIGLEY HALL & COMPANY, INC. THE BUSINESS IS NOT INVESTMENT-RELATED. THE START DATE WAS AUGUST OF 1998. APPROXIMATELY EIGHTY HOURS PER MONTH DURING TRADING HOURS. DUTIES ARE ADVISING BOARD MEMBERS OF BANKS, CREDIT UNIONS AND TRUST COMPANIES ON SENIOR MANAGEMENT STAFF AND POLICY ISSUES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-11
S63 Uniform Securities Agent State Law Examination 1992-06-22
  • S65 Uniform Investment Adviser Law Examination
    1998-02-11
  • S63 Uniform Securities Agent State Law Examination
    1992-06-22

View on SEC IAPD

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